Scores of financial services industry clients turn to the experienced employment attorneys at Seyfarth Shaw to defend arbitration claims brought before FINRA and other private forums, such as the American Arbitration Association. 

Drawing upon our experience in representing companies in this industry, from small broker-dealers to multinational investment and commercial banks, we are able to present the best possible defense to the specific allegations raised by claimants and to apply our understanding of the compliance and regulatory issues that often arise in arbitration hearings involving employment complaints.

We are particularly well versed in the tactics of arbitration.  We follow rule-making developments closely and staff our projects with experienced lawyers who have been trained to provide efficient and cost-effective service.  Additionally, our expertise in this area has allowed us to develop best practice approaches and effective alternative fee arrangements for handling FINRA arbitrations.