Sponsored Seminars

Understanding The New Whistleblower Regime And How To Minimize The Risks


EthicsPoint Webinar
1:00 p.m. Eastern
Duration: 1 hour

The SEC recently issued its final regulations to Dodd-Frank's whistleblower bounty provisions. Steven J. Pearlman, co-chair of Seyfarth Shaw's Sarbanes-Oxley Act (SOX) Whistleblower Team, will highlight salient aspects of those provisions, identify the attendant risks, and provide practical ways to head off whistleblower claims and strengthen defenses where litigation is unavoidable.

What Participants Will Learn:

  • The SEC's new rules implementing Dodd-Frank's whistleblower provisions
  • Types of whistleblower protection policies that should be implemented
  • Training managers should undergo to lessen instances of actual and perceived retaliation
  • Methods of effectively fielding, investigating and responding to whistleblower complaints

Who Should Attend:

  • In-house employment and securities/regulatory counsel
  • Ethics and compliance professionals
  • Human resources professionals

Register at http://www.ethicspoint.com/event/new-whisleblower-regime-dodd-frank