The Who, What, Where, When and Why of Material Non-Public Information
Cost: There is no cost to attend but registration is required.
In this age of fast and abundant information, ensuring investment teams and employees don’t trade on material non-public information (“MNPI”) for their own — or the firm’s — benefit can be challenging. Please join us for a discussion that breaks down the who, what, where, when and why of MNPI and insider trading, as well as the policies, internal controls, and training your firm needs to prevent the misuse of MNPI. The program will pay particular attention to the challenges institutional investors face in monitoring and managing MNPI and will conclude with a series of hypotheticals to put the do’s and don’ts in real-world context.
If you have any questions, please contact Kerri Hacker at firstname.lastname@example.org
and reference this event.
*CLE Credit for this webinar has been awarded in the following states: CA, IL, NJ and NY. CLE Credit is pending for GA, TX and VA. For all other jurisdictions, credit will be applied for but cannot be guaranteed. Please note that in order to receive full credit for attending this webinar, the registrant must be present for the entire session.