Ernest Stern, partner in the Washington D.C. office and Nanette Heide, partner in the New York office will be presenters at the upcoming Alternative Public Strategies Conference. This program is designed for investors, bankers, issuers, corporate professionals, CEO's, CFO's attorneys, venture capitalist, analysts, lobbyists, and entrepreneurs who are interested in exploring alternative financing, public equity, tools for capital formation, and international markets.
Topics of Discussion:
- Capital Formation/Private vs. public Equity
- Corporate Governance
- Perspectives on Reverse Mergers
- International Equity Markets
- Post Public Considerations
- Compliance & Regulatory Issues
Mr. Stern's panel, Corporate Governance, focuses on SEC, NASD and investor expectations of board of directors and its policies and enforcement of those policies. Not only do regulators care about issuer compliance, but more and more it is a massive consideration of investors in order to protect their exit.
Ms. Heide's panel, Compliance and Regulatory Issues, assesses NASD & SEC policy changes -- the only thing a securities professional can count on. The compliance environment since “The Act” was first introduced to America’s finance community has been a fluid one. Adjusting to change and understanding the objective of compliance changes is the material matter of any good securities professional and active issuer.
Ernest Stern: 9:15 a.m. - 10:15 a.m.
Nanette Heide: 3:50 p.m. - 4:50 p.m.
For more information, or to register, pelease visit the event's website at http://www.alternativepublicstrategies.com