Blog Post
Mar 27, 2014
Are Whistleblower Internal Complaints Protected under Dodd-Frank?
There is a split in the federal courts over the scope of Dodd-Frank’s whistleblower protections that may eventually reach the Supreme Court. The question is if there are only internal reports of potential securities law violations is that activity protected whistleblowing under the Dodd-Frank Act’s anti-retaliation provision or must the potential violations be reported to the SEC?
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